IJRTI
International Journal for Research Trends and Innovation
International Peer Reviewed & Refereed Journals, Open Access Journal
ISSN Approved Journal No: 2456-3315 | Impact factor: 8.14 | ESTD Year: 2016
Scholarly open access journals, Peer-reviewed, and Refereed Journals, Impact factor 8.14 (Calculate by google scholar and Semantic Scholar | AI-Powered Research Tool) , Multidisciplinary, Monthly, Indexing in all major database & Metadata, Citation Generator, Digital Object Identifier(DOI)

Call For Paper

For Authors

Forms / Download

Published Issue Details

Editorial Board

Other IMP Links

Facts & Figure

Impact Factor : 8.14

Issue per Year : 12

Volume Published : 10

Issue Published : 115

Article Submitted : 19442

Article Published : 8041

Total Authors : 21252

Total Reviewer : 769

Total Countries : 144

Indexing Partner

Licence

This work is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License
Published Paper Details
Paper Title: LLM Analysis of 10-K and 10-Q Filings: RAG Results
Authors Name: Shyam Balagurumurthy Viswanathan , Amritha Arun Babu Mysore , Arjun Karat , Raghavan Muthuregunathan
Download E-Certificate: Download
Author Reg. ID:
IJRTI_188987
Published Paper Id: IJRTI2401091
Published In: Volume 9 Issue 1, January-2024
DOI:
Abstract: In the field of financial analytics, Large Language Models (LLMs) have become significant tools for analyzing and interpreting complex, unstructured text, like the content found in financial reports. This paper focuses on the use of LLMs to study 10-K and 10-Q filings, which are essential financial statements required from publicly traded companies. These reports thoroughly view a company's financial situation and future outlook, targeting a broad audience, including investors, analysts, regulators, employees, and the general public. The main part of this research involves combining Retrieval-Augmented Generation (RAG) models and knowledge graphs with LLMs to improve the analysis of these financial documents. A key challenge in understanding 10-K and 10-Q reports is figuring out which companies are competitors and how they fit into the market, something that regular LLM methods don't fully address. Our approach uses RAG models and knowledge graphs to overcome this issue, offering a better understanding of how companies compete and where they stand in their industry based on these reports. This study aims to show that integrating LLMs with RAG and knowledge graphs can significantly improve how we analyze financial data, leading to a deeper and more complete understanding of a company's position in the market, its competition, and potential risks. This research goes beyond just analyzing financial reports, suggesting a new way to use AI in business intelligence and market research.
Keywords: Artificial Intelligence, Machine Learning, LLM, Finance, Financial Reports
Cite Article: "LLM Analysis of 10-K and 10-Q Filings: RAG Results", International Journal of Science & Engineering Development Research (www.ijrti.org), ISSN:2455-2631, Vol.9, Issue 1, page no.594 - 602, January-2024, Available :http://www.ijrti.org/papers/IJRTI2401091.pdf
Downloads: 000205225
ISSN: 2456-3315 | IMPACT FACTOR: 8.14 Calculated By Google Scholar| ESTD YEAR: 2016
An International Scholarly Open Access Journal, Peer-Reviewed, Refereed Journal Impact Factor 8.14 Calculate by Google Scholar and Semantic Scholar | AI-Powered Research Tool, Multidisciplinary, Monthly, Multilanguage Journal Indexing in All Major Database & Metadata, Citation Generator
Publication Details: Published Paper ID: IJRTI2401091
Registration ID:188987
Published In: Volume 9 Issue 1, January-2024
DOI (Digital Object Identifier):
Page No: 594 - 602
Country: Acton, MA, United States
Research Area: Computer Science & Technology 
Publisher : IJ Publication
Published Paper URL : https://www.ijrti.org/viewpaperforall?paper=IJRTI2401091
Published Paper PDF: https://www.ijrti.org/papers/IJRTI2401091
Share Article:

Click Here to Download This Article

Article Preview
Click Here to Download This Article

Major Indexing from www.ijrti.org
Google Scholar ResearcherID Thomson Reuters Mendeley : reference manager Academia.edu
arXiv.org : cornell university library Research Gate CiteSeerX DOAJ : Directory of Open Access Journals
DRJI Index Copernicus International Scribd DocStoc

ISSN Details

ISSN: 2456-3315
Impact Factor: 8.14 and ISSN APPROVED, Journal Starting Year (ESTD) : 2016

DOI (A digital object identifier)


Providing A digital object identifier by DOI.ONE
How to Get DOI?

Conference

Open Access License Policy

This work is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License

Creative Commons License This material is Open Knowledge This material is Open Data This material is Open Content

Important Details

Join RMS/Earn 300

IJRTI

WhatsApp
Click Here

Indexing Partner